| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HANG SENG INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2014-10-20 | 2015-09-22 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-06-10 | 2010-11-03 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2010-06-10 | 2010-11-03 |
| Rep | 杠杆式外汇交易 | 2010-04-23 | 2010-11-03 | |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2009-02-17 | 2010-03-31 |