| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2017-01-25 | 2018-06-01 |
| Rep | 证券交易 | 2017-01-25 | 2018-06-01 | |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2010-08-27 | 2011-07-28 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-05-13 | 2011-07-28 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-05-13 | 2011-07-28 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2009-03-18 | 2010-03-03 |
| Rep | 证券交易 | 2009-03-18 | 2010-03-03 |