| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AP Capital Management (Hong Kong) Limited | RO | 就期货合约提供意见 | 2018-03-08 | 2023-04-21 |
| RO | 就证券提供意见 | 2018-03-08 | 2023-04-21 | |
| RO | 期货合约交易 | 2016-08-03 | 2023-04-21 | |
| RO | 证券交易 | 2016-08-03 | 2023-04-21 | |
| RO | 提供资产管理 | 2015-08-04 | 2023-04-21 | |
| COFCO ASSET MANAGEMENT (INTERNATIONAL) COMPANY LIMITED | Rep | 提供资产管理 | 2014-05-13 | 2015-07-20 |
| De Riva Asia Limited | Rep | 期货合约交易 | 2013-09-11 | 2014-03-18 |
| Rep | 证券交易 | 2013-09-11 | 2014-03-18 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2009-04-14 | 2011-06-24 |
| Rep | 证券交易 | 2009-04-14 | 2011-06-24 |