| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2019-10-08 | 2022-06-17 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-10-08 | 2022-06-17 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2018-02-12 | 2019-05-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就证券提供意见 | 2018-02-12 | 2019-05-14 |
| Rep | 证券交易 | 2018-02-12 | 2019-05-14 |