| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GRANSING SECURITIES CO., LIMITED | Rep | 就证券提供意见 | 2016-06-21 | 2019-09-30 |
| Rep | 提供资产管理 | 2016-06-21 | 2019-09-30 | |
| Rep | 证券交易 | 2016-06-21 | 2019-09-30 | |
| CASH Wealth Management Limited | RO | 就证券提供意见 | 2015-01-14 | 2016-05-20 |
| Rep | 就证券提供意见 | 2014-03-11 | 2015-01-14 | |
| Rep | 提供资产管理 | 2014-03-11 | 2016-05-20 | |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2014-03-11 | 2016-05-20 |
| TENGARD FUND MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-07-09 | 2014-02-05 |
| Rep | 提供资产管理 | 2012-07-09 | 2014-02-05 | |
| ALPHA WEALTH MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2009-04-29 | 2012-05-06 |