| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2018-06-21 | 2025-03-07 |
| Rep | 证券交易 | 2018-03-14 | 2018-03-16 | |
| Rep | 证券交易 | 2017-10-20 | 2017-10-27 | |
| Rep | 证券交易 | 2017-07-07 | 2017-07-14 | |
| Rep | 证券交易 | 2017-01-06 | 2017-01-13 | |
| Rep | 证券交易 | 2016-09-15 | 2016-09-23 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2009-05-06 | 2009-06-30 |
| Rep | 证券交易 | 2009-05-06 | 2009-06-30 |