| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 证券交易 | 2018-09-06 | - |
| Rep | 证券交易 | 2018-04-20 | 2018-09-06 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2012-03-21 | 2013-03-30 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2012-03-21 | 2013-03-30 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-03-21 | 2013-03-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-05-18 | 2009-06-18 |
| Rep | 证券交易 | 2009-05-18 | 2009-06-18 |