| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Joy Rich Asset Management Company Limited | RO | 提供资产管理 | 2021-02-01 | - |
| JOY RICH SECURITIES INVESTMENT LIMITED | RO | 证券交易 | 2017-04-25 | 2017-10-25 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | 期货合约交易 | 2012-01-10 | 2015-03-01 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2012-01-10 | 2015-03-01 |
| Rep | 证券交易 | 2012-01-10 | 2015-03-01 | |
| SKYWAY-PHAROS ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2011-09-23 | 2011-11-30 |
| Rep | 提供资产管理 | 2011-09-23 | 2011-11-30 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2009-06-24 | 2010-01-31 |