| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | 就期货合约提供意见 | 2012-09-25 | 2013-03-25 |
| Rep | 提供资产管理 | 2012-09-25 | 2013-03-25 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2009-06-24 | 2009-07-02 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期货合约交易 | 2009-06-24 | 2009-07-02 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2009-06-24 | 2009-07-02 |