| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2025-11-25 | - |
| Rep | 证券交易 | 2025-11-25 | - | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2023-03-03 | 2025-10-31 |
| Rep | 证券交易 | 2023-03-03 | 2025-10-31 | |
| CMB International Global Markets Limited | Rep | 就证券提供意见 | 2023-01-27 | 2025-10-31 |
| Rep | 证券交易 | 2023-01-27 | 2025-10-31 | |
| ABCI Securities Company Limited | Rep | 就证券提供意见 | 2021-01-14 | 2022-12-23 |
| Rep | 证券交易 | 2021-01-14 | 2022-12-23 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2018-02-22 | 2020-12-18 |
| Rep | 证券交易 | 2018-02-22 | 2020-12-18 |