| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2022-03-11 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2022-01-20 | 2022-02-15 |
| Rep | 证券交易 | 2022-01-20 | 2022-02-15 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2020-04-06 | 2021-12-21 |
| Rep | 证券交易 | 2020-04-06 | 2021-12-21 | |
| oOo Securities (HK) Group Limited | Rep | 就机构融资提供意见 | 2018-02-23 | 2020-01-23 |
| Rep | 就证券提供意见 | 2018-02-23 | 2020-01-23 | |
| Rep | 证券交易 | 2018-02-23 | 2020-01-23 |
已采集记录中暂无金管局登记。