| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PARAMETRICA MANAGEMENT LIMITED | RO | 提供资产管理 | 2019-11-01 | - |
| Rep | 提供资产管理 | 2013-11-01 | 2019-11-01 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2011-02-11 | 2011-08-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-07-06 | 2011-08-08 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2010-07-06 | 2011-08-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-06-15 | 2010-05-21 |