| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2019-02-02 |
| Rep | 证券交易 | 2016-06-24 | 2017-10-02 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-06-24 | 2019-02-02 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2012-03-27 | 2014-08-26 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2012-03-27 | 2014-08-26 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2009-07-13 | 2009-10-13 |