| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 证券交易 | 2021-11-05 | 2022-09-26 |
| Rep | 就机构融资提供意见 | 2021-10-05 | 2022-09-26 | |
| Grande Capital Limited | Rep | 就机构融资提供意见 | 2020-11-24 | 2021-09-25 |
| Yue Xiu Capital Limited | Rep | 就机构融资提供意见 | 2019-12-10 | 2020-11-19 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2018-03-08 | 2019-11-22 |
| Rep | 证券交易 | 2018-03-08 | 2019-11-22 |