| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-04-21 | 2011-08-11 |
| Rep | 证券交易 | 2011-04-21 | 2011-08-11 | |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2011-01-13 | 2011-02-14 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2011-01-13 | 2011-02-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-08-04 | 2010-12-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-08-04 | 2010-12-02 |