| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited | RO | 就机构融资提供意见 | 2016-09-19 | 2021-08-24 |
| RO | 就证券提供意见 | 2016-05-26 | 2021-08-24 | |
| RO | 证券交易 | 2016-05-26 | 2021-08-24 | |
| Rep | 就证券提供意见 | 2016-03-11 | 2016-05-26 | |
| Rep | 证券交易 | 2016-03-11 | 2016-05-26 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | 2012-06-07 | 2015-12-01 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2009-08-21 | 2011-04-04 |
| Rep | 证券交易 | 2009-08-21 | 2011-04-04 |