| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2022-04-19 | 2023-12-04 |
| Quam Securities Limited | RO | 就证券提供意见 | 2020-10-27 | 2022-04-03 |
| Rep | 就证券提供意见 | 2018-12-14 | 2020-10-27 | |
| Jefferies Hong Kong Limited | Rep | 就证券提供意见 | 2015-12-07 | 2016-06-30 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | 2012-02-01 | 2015-10-05 |
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2009-08-26 | 2010-07-02 |