| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wealth Management Cube Limited | RO | 证券交易 | 2023-06-06 | - |
| Rep | 证券交易 | 2023-01-11 | 2023-06-06 | |
| AJ Asset Management Limited | Rep | 提供资产管理 | 2022-05-06 | 2022-10-05 |
| AJ Futures Limited | Rep | 期货合约交易 | 2021-03-04 | 2022-10-05 |
| AJ Securities Limited | Rep | 证券交易 | 2021-03-04 | 2022-10-05 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2019-05-21 | 2021-02-23 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就证券提供意见 | 2018-03-14 | 2019-05-21 |
| Rep | 证券交易 | 2018-03-14 | 2021-02-23 |