| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 证券交易 | 2025-01-06 | 2025-10-16 |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2022-08-15 | 2023-09-28 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2021-07-16 | 2021-08-31 |
| Rep | 证券交易 | 2021-07-16 | 2021-08-31 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2021-07-16 | 2021-08-31 |
| Oppenheimer Investments Asia Limited | Rep | 就证券提供意见 | 2018-03-14 | 2021-06-01 |
| Rep | 证券交易 | 2018-03-14 | 2021-06-01 |