| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| D&R INTERNATIONAL CAPITAL MANAGEMENT (HONG KONG) LIMITED | RO | 就证券提供意见 | 2015-01-30 | 2015-07-31 |
| RO | 证券交易 | 2015-01-30 | 2015-07-31 | |
| Vontobel (Hong Kong) Limited | RO | 就证券提供意见 | 2013-01-16 | 2013-02-01 |
| RO | 证券交易 | 2013-01-16 | 2013-02-01 | |
| VONTOBEL WEALTH MANAGEMENT (HONG KONG) LIMITED | RO | 就证券提供意见 | 2013-01-14 | 2014-12-31 |
| RO | 证券交易 | 2013-01-14 | 2014-12-31 | |
| Vontobel (Hong Kong) Limited | RO | 就证券提供意见 | 2011-11-04 | 2013-01-14 |
| RO | 证券交易 | 2011-11-04 | 2013-01-14 | |
| Rep | 就证券提供意见 | 2009-09-11 | 2011-11-04 | |
| Rep | 证券交易 | 2009-09-11 | 2011-11-04 |