| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CASH Wealth Management Limited | Rep | 就证券提供意见 | 2010-11-11 | 2010-12-03 |
| CELESTIAL SECURITIES LIMITED | Rep | 证券交易 | 2010-11-11 | 2010-12-03 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2009-09-28 | 2010-07-31 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2009-09-28 | 2010-07-31 |