| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 证券交易 | 2017-10-03 | 2018-12-14 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-02-03 | 2018-12-14 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2015-05-18 | 2017-10-02 |
| PRINCIPAL INVESTMENT & RETIREMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2011-10-17 | 2012-05-19 |
| Rep | 证券交易 | 2011-10-17 | 2012-05-19 | |
| PEGASUS FUND MANAGERS LIMITED | Rep | 就证券提供意见 | 2009-10-23 | 2011-03-01 |