| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oxbow Capital Management (HK) Limited | Rep | 提供资产管理 | 2023-03-10 | - |
| Dymon Asia Capital (HK) Limited | Rep | 提供资产管理 | 2019-05-08 | 2022-11-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2015-08-05 | 2018-08-31 |
| Rep | 就证券提供意见 | 2015-08-05 | 2019-03-26 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2014-04-23 | 2015-07-09 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就证券提供意见 | 2013-11-19 | 2014-01-29 |
| Rep | 证券交易 | 2013-11-19 | 2014-01-29 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2009-10-02 | 2010-03-03 |
| Rep | 证券交易 | 2009-10-02 | 2010-03-03 |