| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Tora Trading Services Limited (HK) | Rep | 提供自动化交易服务 | 2018-01-04 | 2026-01-16 |
| Rep | 期货合约交易 | 2014-12-16 | - | |
| Rep | 证券交易 | 2014-12-16 | - | |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | 证券交易 | 2014-10-28 | 2014-11-17 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-05-13 | 2014-11-17 |
| Rep | 证券交易 | 2014-05-13 | 2014-11-17 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2013-04-03 | 2013-06-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-03-19 | 2010-04-08 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2009-10-13 | 2010-04-08 |
| Rep | 证券交易 | 2009-10-13 | 2010-04-08 |