| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED | Rep | 就证券提供意见 | 2019-06-25 | 2019-10-31 |
| Rep | 证券交易 | 2019-06-25 | 2019-10-31 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-10-05 | 2011-01-04 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-10-05 | 2011-01-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-02-25 | 2010-05-25 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-25 | 2010-05-25 |