| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2014-03-05 | - |
| Rep | 证券交易 | 2014-03-05 | - | |
| Jefferies Hong Kong Limited | Rep | 就机构融资提供意见 | 2013-01-21 | 2014-02-24 |
| Rep | 就证券提供意见 | 2013-01-21 | 2014-02-24 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2009-10-27 | 2010-04-30 |
| Rep | 证券交易 | 2009-10-27 | 2010-04-30 |
已采集记录中暂无金管局登记。