| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2013-11-06 | 2016-01-21 |
| Rep | 证券交易 | 2013-11-06 | 2016-01-21 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2012-03-05 | 2013-08-20 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2009-10-27 | 2011-04-21 |
| Rep | 证券交易 | 2009-10-27 | 2011-04-21 |