| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 提供自动化交易服务 | 2021-05-27 | - |
| RO | 证券交易 | 2021-05-27 | - | |
| Rep | 期货合约交易 | 2021-02-17 | - | |
| Rep | 提供自动化交易服务 | 2021-02-17 | 2021-05-27 | |
| Rep | 证券交易 | 2021-02-17 | 2021-05-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-10-18 | 2015-08-16 |
| Rep | 提供自动化交易服务 | 2012-10-18 | 2015-08-16 | |
| Rep | 证券交易 | 2012-10-18 | 2015-08-16 | |
| Rep | 就期货合约提供意见 | 2009-11-25 | 2010-07-05 | |
| Rep | 就证券提供意见 | 2009-11-25 | 2010-07-05 | |
| Rep | 期货合约交易 | 2009-11-25 | 2010-07-05 | |
| Rep | 证券交易 | 2009-11-25 | 2010-07-05 |