| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | 就期货合约提供意见 | 2017-11-22 | 2018-01-31 |
| RO | 期货合约交易 | 2017-11-22 | 2018-01-31 | |
| Rep | 就期货合约提供意见 | 2016-06-28 | 2017-11-22 | |
| Rep | 期货合约交易 | 2016-06-28 | 2017-11-22 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2012-12-23 |
| Rep | 就证券提供意见 | 2012-01-13 | 2014-09-30 | |
| Rep | 证券交易 | 2012-01-13 | 2014-09-30 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2009-11-30 | 2010-05-01 |