| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | 就证券提供意见 | 2018-04-27 | - |
| Rep | 提供资产管理 | 2018-04-27 | - | |
| Rep | 证券交易 | 2018-04-27 | - | |
| QL Asset Management Company Limited | Rep | 就证券提供意见 | 2017-08-17 | 2018-04-17 |
| Rep | 提供资产管理 | 2017-08-17 | 2018-04-17 | |
| Rep | 证券交易 | 2017-08-17 | 2018-04-17 | |
| Julius Baer (Hong Kong) Limited | Rep | 就证券提供意见 | 2010-10-22 | 2011-06-13 |
| Rep | 证券交易 | 2010-10-22 | 2011-06-13 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2009-12-16 | 2010-10-09 |