Zhu, Shengchu 朱聖初
证监会中央编号:AUI034
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Carlyle Global Credit (HK) Limited | Rep | 就证券提供意见 | 2022-09-21 | 2023-09-30 |
| Rep | 证券交易 | 2022-09-21 | 2023-09-30 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2015-02-09 | 2020-05-29 |
| Rep | 就证券提供意见 | 2015-02-09 | 2020-05-29 | |
| Rep | 证券交易 | 2015-02-09 | 2020-05-29 | |
| Oaktree Capital (Hong Kong) Limited | Rep | 证券交易 | 2014-03-14 | 2014-09-05 |
| TPG Capital, Limited | Rep | 就证券提供意见 | 2012-03-07 | 2014-03-06 |
| Rep | 证券交易 | 2012-03-07 | 2014-03-06 | |
| Morgan Stanley Asia Limited | Rep | 提供资产管理 | 2009-12-09 | 2011-09-01 |
| Rep | 证券交易 | 2009-12-09 | 2011-09-01 |