| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | 期货合约交易 | 2012-12-12 | 2013-03-01 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | 证券交易 | 2012-12-12 | 2013-03-01 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2010-02-18 | 2010-07-09 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-01-06 | 2010-07-09 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-01-06 | 2010-07-09 |