| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 杠杆式外汇交易 | 2025-02-17 | 2025-08-11 |
| RO | 就证券提供意见 | 2024-04-30 | 2025-08-11 | |
| RO | 证券交易 | 2024-04-30 | 2025-08-11 | |
| RO | 期货合约交易 | 2020-09-03 | 2025-08-11 | |
| Rep | 就证券提供意见 | 2020-01-16 | 2024-04-30 | |
| Rep | 证券交易 | 2020-01-16 | 2024-04-30 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 期货合约交易 | 2014-02-19 | 2019-10-09 |
| Rep | 就期货合约提供意见 | 2012-08-16 | 2019-10-09 | |
| Rep | 就期货合约提供意见 | 2010-02-22 | 2010-09-17 | |
| Rep | 就证券提供意见 | 2010-02-22 | 2010-09-17 | |
| Rep | 期货合约交易 | 2010-02-22 | 2010-09-17 | |
| Rep | 证券交易 | 2010-02-22 | 2010-09-17 |