| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2016-06-01 | 2019-06-12 |
| Rep | 证券交易 | 2016-06-01 | 2019-06-12 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-11-04 | 2016-05-26 |
| Rep | 证券交易 | 2014-11-04 | 2016-05-26 | |
| Rakuten Securities Hong Kong Limited | Rep | 杠杆式外汇交易 | 2010-02-09 | 2010-04-29 |