| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2011-04-11 | 2011-06-13 |
| Rep | 证券交易 | 2011-04-11 | 2011-06-13 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2011-04-11 | 2011-06-13 |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | 2010-12-02 | 2011-03-01 |
| Rep | 证券交易 | 2010-12-02 | 2011-03-01 | |
| Rep | 就机构融资提供意见 | 2010-02-12 | 2010-11-01 | |
| Rep | 证券交易 | 2010-02-12 | 2010-11-01 |