| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jone Portman Limited | RO | 期货合约交易 | 2023-04-19 | 2024-06-05 |
| RO | 就期货合约提供意见 | 2023-04-19 | 2026-08-21 | |
| RO | 就证券提供意见 | 2021-05-20 | - | |
| RO | 提供资产管理 | 2021-05-20 | - | |
| RO | 证券交易 | 2021-05-20 | 2024-06-05 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2019-12-09 | 2020-01-24 |
| KGI Asset Management Limited | Rep | 提供资产管理 | 2019-12-09 | 2020-01-24 |
| YICKO SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-01-25 | 2018-02-26 |
| Rep | 证券交易 | 2018-01-25 | 2018-02-26 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 证券交易 | 2010-02-17 | 2010-09-29 |
| Emperor Wealth Management Limited | Rep | 证券交易 | 2010-02-17 | 2010-09-29 |