| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2018-09-28 | 2018-10-04 |
| Sanford C. Bernstein (Hong Kong) Limited | Rep | 就证券提供意见 | 2016-02-29 | 2016-03-01 |
| Rep | 就证券提供意见 | 2013-06-20 | 2013-06-24 | |
| AllianceBernstein Hong Kong Limited | Rep | 就证券提供意见 | 2011-03-09 | 2011-03-14 |
| Rep | 就证券提供意见 | 2010-03-08 | 2010-03-09 |