| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2025-01-27 | - |
| Rep | 证券交易 | 2025-01-27 | - | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2020-08-25 | 2024-08-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2020-08-25 | 2024-08-27 |
| Rep | 期货合约交易 | 2020-08-25 | 2024-08-27 | |
| Rep | 证券交易 | 2020-08-25 | 2024-08-27 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2017-02-09 | 2020-06-05 |
| Rep | 期货合约交易 | 2017-02-09 | 2020-06-05 | |
| Rep | 证券交易 | 2014-01-13 | 2014-04-01 | |
| Rep | 就期货合约提供意见 | 2012-07-25 | 2014-04-01 | |
| Rep | 期货合约交易 | 2012-07-25 | 2014-04-01 | |
| Rep | 就期货合约提供意见 | 2010-03-01 | 2010-09-17 | |
| Rep | 就证券提供意见 | 2010-03-01 | 2010-09-17 | |
| Rep | 期货合约交易 | 2010-03-01 | 2010-09-17 | |
| Rep | 证券交易 | 2010-03-01 | 2010-09-17 |
已采集记录中暂无金管局登记。