| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | Rep | 证券交易 | 2014-06-18 | 2014-09-28 |
| Everbright Securities Global (HK) Limited | Rep | 证券交易 | 2012-02-22 | 2014-05-28 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2012-02-22 | 2014-05-28 |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2010-05-04 | 2011-08-25 |
| Rep | 期货合约交易 | 2010-05-04 | 2011-08-25 | |
| Rep | 证券交易 | 2010-05-04 | 2011-08-25 | |
| Rep | 就证券提供意见 | 2010-03-02 | 2010-05-02 | |
| Rep | 期货合约交易 | 2010-03-02 | 2010-05-02 | |
| Rep | 证券交易 | 2010-03-02 | 2010-05-02 |