| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PEGASUS FUND MANAGERS LIMITED | Rep | 就证券提供意见 | 2019-11-04 | 2022-08-31 |
| Rep | 提供资产管理 | 2019-11-04 | 2022-08-31 | |
| C.M. Capital Advisors (HK) Limited | RO | 就证券提供意见 | 2016-12-22 | 2018-02-05 |
| RO | 提供资产管理 | 2016-12-22 | 2018-02-05 | |
| UCF Asset Management (HK) Limited | RO | 就证券提供意见 | 2016-05-04 | 2016-12-13 |
| RO | 提供资产管理 | 2016-05-04 | 2016-12-13 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2011-10-07 | 2015-06-27 |
| Rep | 提供资产管理 | 2011-10-07 | 2015-06-27 | |
| Rep | 证券交易 | 2011-10-07 | 2015-06-27 | |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 提供资产管理 | 2010-03-10 | 2011-07-01 |