| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Skydog Ventures Limited | RO | 就证券提供意见 | 2022-02-21 | 2024-06-15 |
| RO | 提供资产管理 | 2022-02-21 | 2024-06-15 | |
| TIAN YUAN FINANCE LIMITED | RO | 就证券提供意见 | 2020-07-13 | 2021-06-30 |
| RO | 提供资产管理 | 2020-07-13 | 2021-06-30 | |
| FIRST SECURITIES (HK) LIMITED | Rep | 证券交易 | 2013-05-14 | 2013-11-18 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-03 | 2011-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2010-03-10 | 2011-04-30 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-03-10 | 2010-09-03 |