| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2010-09-17 | 2011-02-11 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2010-09-17 | 2011-02-11 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2010-03-25 | 2010-08-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-03-25 | 2010-08-28 |