| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2026-03-19 | - |
| Rep | 证券交易 | 2026-03-19 | - | |
| Rep | 就证券提供意见 | 2024-12-02 | 2026-03-18 | |
| Rep | 证券交易 | 2024-12-02 | 2026-03-18 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2022-11-28 | 2022-12-02 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-10-26 | 2020-07-09 |
| Rep | 证券交易 | 2011-10-26 | 2020-07-09 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2010-12-06 | 2011-05-24 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2010-03-25 | 2011-05-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 期货合约交易 | 2010-03-25 | 2010-12-06 |
已采集记录中暂无金管局登记。