| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED | RO | 就证券提供意见 | 2022-09-27 | - |
| RO | 提供资产管理 | 2022-09-27 | - | |
| Nan Guo International Securities Limited | RO | 证券交易 | 2020-09-11 | 2022-01-20 |
| Rep | 证券交易 | 2020-09-01 | 2020-09-11 | |
| Nan Guo International Asset Management Limited | RO | 就证券提供意见 | 2020-05-18 | 2022-07-31 |
| RO | 提供资产管理 | 2020-05-18 | 2022-07-31 | |
| AUGUSTINE SECURITIES COMPANY LIMITED | RO | 证券交易 | 2018-08-13 | 2020-05-12 |
| AUGUSTINE ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2018-01-22 | 2020-05-12 |
| RO | 提供资产管理 | 2018-01-22 | 2020-05-12 | |
| Safari Asia Limited | RO | 提供资产管理 | 2017-01-20 | 2017-11-07 |
| Look's Securities Limited | RO | 证券交易 | 2016-11-09 | 2017-11-07 |
| Safari Asia Limited | RO | 就证券提供意见 | 2016-11-09 | 2017-11-07 |
| Look's Securities Limited | Rep | 证券交易 | 2016-11-08 | 2016-11-09 |
| Safari Asia Limited | Rep | 就证券提供意见 | 2016-11-08 | 2016-11-09 |
| CNI Global Assets Management Limited (HK) | Rep | 提供资产管理 | 2015-08-19 | 2016-10-21 |
| CNI Securities Group Limited | Rep | 就证券提供意见 | 2015-08-19 | 2016-10-21 |
| Rep | 证券交易 | 2014-05-21 | 2016-10-21 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2010-04-01 | 2011-05-19 |
已采集记录中暂无金管局登记。