| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就证券提供意见 | 2023-08-23 | 2024-05-31 |
| Rep | 证券交易 | 2023-08-23 | 2024-05-31 | |
| Yunfeng Financial Markets Limited | Rep | 证券交易 | 2011-10-10 | 2013-04-30 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 期货合约交易 | 2011-01-31 | 2011-07-05 |
| Rep | 证券交易 | 2011-01-31 | 2011-07-05 | |
| Rep | 证券交易 | 2010-04-16 | 2010-12-10 |