| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Arta Corporate Advisory Limited | RO | 就机构融资提供意见 | 2026-02-12 | 2026-09-12 |
| Rep | 就机构融资提供意见 | 2024-11-04 | 2026-02-12 | |
| Arta Asset Management Limited | RO | 就证券提供意见 | 2024-08-23 | - |
| RO | 提供资产管理 | 2024-08-23 | - | |
| RO | 证券交易 | 2024-08-23 | - | |
| ARTA GLOBAL MARKETS LIMITED | RO | 就证券提供意见 | 2024-08-23 | 2025-12-17 |
| RO | 提供资产管理 | 2024-08-23 | 2025-12-17 | |
| RO | 证券交易 | 2024-08-23 | 2025-12-17 | |
| Avantua Capital Management Limited | RO | 就证券提供意见 | 2020-10-12 | 2024-08-23 |
| RO | 提供资产管理 | 2020-10-12 | 2024-08-23 | |
| Kaisa Asset Management Limited | RO | 就证券提供意见 | 2020-07-10 | 2020-08-14 |
| RO | 提供资产管理 | 2020-07-10 | 2020-08-14 | |
| Kaisa Financial Group Company Limited | Rep | 证券交易 | 2020-06-30 | 2020-08-14 |
| Kaisa Asset Management Limited | Rep | 就证券提供意见 | 2017-05-29 | 2020-07-10 |
| Rep | 提供资产管理 | 2017-05-29 | 2020-07-10 | |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2016-07-19 | 2016-11-30 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就证券提供意见 | 2016-07-19 | 2016-11-30 |
| Rep | 证券交易 | 2016-07-19 | 2016-11-30 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2010-04-26 | 2010-12-15 |
| Rep | 证券交易 | 2010-04-26 | 2010-12-15 |
已采集记录中暂无金管局登记。