| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2013-06-04 | 2023-10-20 |
| SKYVAST SECURITIES LIMITED | Rep | 证券交易 | 2011-08-29 | 2012-08-03 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2010-12-21 | 2011-08-23 |
| Rep | 证券交易 | 2010-12-21 | 2011-08-23 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-05-14 | 2010-12-02 |