| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2014-01-09 | 2023-02-01 |
| Rep | 提供自动化交易服务 | 2014-01-09 | 2023-02-01 | |
| Rep | 证券交易 | 2014-01-09 | 2023-02-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2011-03-21 | 2011-05-05 |
| Rep | 期货合约交易 | 2010-04-26 | 2010-04-28 | |
| Rep | 证券交易 | 2010-04-26 | 2010-04-28 |