| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2015-12-01 | 2016-03-24 |
| Quam Securities Limited | Rep | 提供资产管理 | 2015-04-08 | 2015-09-01 |
| Rep | 证券交易 | 2015-02-27 | 2015-09-01 | |
| BRIGHT SMART FOREX LIMITED | Rep | 杠杆式外汇交易 | 2013-10-25 | 2014-03-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2013-10-25 | 2014-03-20 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2010-06-07 | 2011-09-01 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2010-06-07 | 2011-09-01 |