| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CA Premium International (HK) Limited | Rep | 杠杆式外汇交易 | 2012-06-06 | 2013-08-14 |
| KVB Kunlun Securities (HK) Limited | Rep | 证券交易 | 2012-06-06 | 2013-08-14 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2010-05-11 | 2011-01-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2010-05-11 | 2011-01-01 |